Future of Finance

    Investors First Month | April 2017

    Putting investors first means to

    • Commit to the highest ethical standards, and expect the same of others. Action: Endorse the Statement of Investor Rights

    • Adapt governance or incentive-related business practices so they align with and support putting the client first. Action: Adopt the CFA Institute Asset Manager Code

    • Focus on assessing and understanding your clients' needs and goals. Action: Incorporate the Integrity List into your practice and raise awareness of it within your organization


      Paul Smith, CFA | President & CEO, CFA Institute | Putting Investors First Video #Investorsfirst